LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 9636-18
  • Oct 15, 2018
  • DTC
  • Dividends, International
  • ***Russian Disclosure Request***
    Russian Disclosure Request – Country: RUSSIAN FEDERATION
    Issue Name: SEVERSKY TUBE WORKS CUSIP(s): 818146102
    Record Date: 09/28/2018
    Deadline : 10/22/2018 12:00 PM ET
  • GOV503-18
  • Oct 15, 2018
  • FICC - GOV
  • Service Updates
  • Prohibition Against Pre-Netting of Trades
  • 9762-18
  • Oct 15, 2018
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Security: Petroleum Geo-Services ASA
    CUSIP: 716599105
    Deutsche Bank Trust Company Americas
  • 9763-18
  • Oct 15, 2018
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Security: Minerva S.A.
    CUSIP: 60342R101
    Deutsche Bank Trust Company Americas
  • GOV496-18
  • Oct 15, 2018
  • FICC - GOV
  • Service Updates
  • Submission of Rule Filing SR-FICC-2018-011 – Alternative Mechanism to Satisfy Funds-Only Settlement Amount Debits for CCIT Members
  • a8628
  • Oct 15, 2018
  • NSCC
  • Clearing Services - Equities
  • TERMINATION OF NSCC’S COMMISSION BILLING SERVICE AND COMMISSION BILLING LIMITED MEMBERSHIP
  • a8629
  • Oct 15, 2018
  • NSCC
  • Clearing Services - Equities
  • DTCC LIMIT MONITORING - MONTHLY COMPLIANCE EMAIL CONTACT UPDATES
  • GOV498-18
  • Oct 15, 2018
  • FICC - GOV
  • Service Updates
  • FICC Veterans Day Holiday Schedule
  • MBS626-18
  • Oct 15, 2018
  • FICC - MBS
  • Service Updates
  • FICC Veterans Day Holiday Schedule
  • 9695-18
  • Oct 12, 2018
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    HDFC Bank Limited
    CUSIPs # 40415F101
    JPMorgan Chase Bank, N.A.
Doc # Date Subsidiary Category Subject
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