LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • B12925-20
  • Jan 24, 2020
  • DTC
  • Operations
  • Resumption of DTC Services – Rivex Technology Corp. (CUSIP:
    769534108; Symbol: RIVX)
  • a8804
  • Jan 24, 2020
  • NSCC
  • Clearing Services - Equities
  • SUBMISSION OF RULE FILING (SR-NSCC-2020-001) –
    ENHANCEMENTS TO ACATS TRANSFER PROCESSES AND CERTAIN
    CLARIFICATION CHANGES TO RULE 50
  • MBS799-20
  • Jan 24, 2020
  • FICC - MBS
  • Membership Updates
  • J.P. Morgan Securities LLC [JSCR & JSMV] - Final Retire
  • a8803
  • Jan 24, 2020
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • 12677-19
  • Jan 23, 2020
  • DTC
  • Underwriting
  • Section 3 (c) (7) restrictions for owners of the following issue: Madison Park Funding XXXVI, Ltd. / Madison Park Funding XXXVI, LLC
  • 12666-19
  • Jan 23, 2020
  • DTC
  • Underwriting
  • Section 3 (c) (7) restrictions and insurance regulatory considerations for owners of Leo Re Ltd. (“Leo Re”), acting in respect of its segregated account designated as the “Leo Re Segregated Account 2020-1” (Leo Re acting on behalf of the Leo Re Segregated Account 2020-1, the “Issuer”)
  • 12674-19
  • Jan 23, 2020
  • DTC
  • Underwriting
  • Section 3(c)(7) restrictions for owners of East West Investment Management CLO 2019-1, Ltd. Securities
  • 12673-19
  • Jan 23, 2020
  • DTC
  • Underwriting
  • Section 3(c)(7) restrictions for owners of East West Investment Management CLO 2019-1, Ltd. / East West Investment Management CLO 2019-1, LLC Securities
  • 12701-20
  • Jan 23, 2020
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Ryanair
    CUSIP: 783513203
    Bank of New York Mellon
  • 12855-20
  • Jan 22, 2020
  • DTC
  • Dividends, International
  • Tax Relief – Country: FRANCE
    CUSIP: 833792104 Company: SODEXO
    Record Date: 01/31/2020 Payable Date: TBA
    CA Web Instruction Deadline: 02/07/2020 8:00PM ET
    Relief at Source Documentation Deadline: 02/11/2020 5:00PM ET
Doc # Date Subsidiary Category Subject
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