LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 12232-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification Forward Pharma CUSIP: 34986J105 Bank of New York Mellon - REVISED
  • 12143-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Security: TATA MOTORS LTD
    CUSIP: 876568502
    Citibank
  • 12535-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee
  • Depositary Fees Notification
    Security: WANDA SPORTS GROUP COMPANY LIMITED
    CUSIP: 93368R101
    Deutsche Bank Trust Company Americas
  • 12245-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    TMK
    TMK - 144A
    TMK - Reg. S
    CUSIP: 87260R300 / 87260R102 / 87260R201
    Bank of New York Mellon
  • 12246-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Fubon Financial - 144A / Reg. S
    CUSIP: 359515301 / 359515400
    Bank of New York Mellon
  • 12144-19
  • Nov 15, 2019
  • DTC
  • Dividends, International
  • Tax Relief – Country: Japan
    Security Name:
    5 GCB SUMITOMO MITSUI FI D03/09/16 0.010% 21
    CUSIPs: 86562MAD2
    RECORD DATE: 11/22/2019 PAYABLE DATE: 12/09/2019
    CA Web Instructions Deadline: 12/03/2019 8:00 P.M. (E.T.)
  • MBS765-19
  • Nov 15, 2019
  • FICC - MBS
  • Service Updates
  • FICC Thanksgiving Day Holiday Schedule
  • 12262-19
  • Nov 15, 2019
  • DTC
  • Dividends, International
  • Tax Relief Country: Canada Chemtrade Logistics Income Fund
    CUSIP: 16387P103
    Record Date: 10/31/2019 Payable Date: 11/29/2019
    Not Subject to Sift Tax CA Web CO Canadian Source: 11/21/2019 8:00 PM ET
    Not Subject to Sift Tax CA Web CO Non‐Canadian Source: 11/21/2019 7:59 PM ET
  • 12137-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Security: BEIGENE,LTD.
    CUSIP: 07725L102
    Citibank
  • 12138-19
  • Nov 15, 2019
  • DTC
  • Depositary Service Fee, International
  • Depositary Fees Notification
    Security: FAR EASTERN INTERNATIONAL BANK 144A
    CUSIP: 30733T107
    Citibank
Doc # Date Subsidiary Category Subject
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