LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 8963-18
  • Jul 17, 2018
  • DTC
  • Dividends, International
  • Tax Relief – Country: France
    Security: ALSTOM CUSIP: 021244207
    Record Date: 07/19/2018 Payable Date: 08/14/2018
    CA Web Cut-Off: 07/26/2018 8:00 P.M. (ET)
    Documentation Cut-Off: 07/27/2018 5:00 P.M. (ET)
  • 9100-18
  • Jul 16, 2018
  • DTC
  • Operations
  • Destruction of Non-Transferable Securities Certificates - 134th Cycle
  • 9100-18
  • Jul 16, 2018
  • DTC
  • Operations
  • Destruction of Non-Transferable Securities Certificates - 134th Cycle
  • A8587
  • Jul 16, 2018
  • NSCC
  • Clearing Services - Equities
  • TESTING DATES FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU004-18
  • Jul 16, 2018
  • FICC - CMU
  • Service Updates
  • TESTING DATES FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • 9101-18
  • Jul 16, 2018
  • DTC
  • Dividends
  • Important Tax Information
    Compass Diversified Holdings PFD Series A & Series B
    CUSIP: 20451Q203 & 20451Q302
    Record Date: 07/15/2018 Payable Date: 07/30/2018
  • 8962-18
  • Jul 16, 2018
  • DTC
  • Dividends, International
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: MECHEL – PREF
    CUSIP: 583840509
    Record Date: 07/18/2018 Payable Date: TBD
    CA Web Instruction Deadline: 07/23/2018 8:00PM ET
    Quick Refund Instruction Deadline: TBA 8:00PM ET
  • B9098-18
  • Jul 13, 2018
  • DTC
  • Operations
  • Suspension of DTC Services - AXM Pharma, Inc. (CUSIP: 002457109)
  • MBS587-18
  • Jul 13, 2018
  • FICC - MBS
  • Membership Updates
  • Galliard Capital Management, Inc. [GCMT] - Intent to Retire
  • MBS586-18
  • Jul 13, 2018
  • FICC - MBS
  • Service Updates
  • Submission of Rule Filing (SR-FICC-2018-005) Related to MBSD’s EPN Rules
Doc # Date Subsidiary Category Subject
Download Checked Items
1 2 3 4 5 6 7 8 9 10
dtccdotcom