LEGAL & REGULATORY

Policy & Compliance

Subject Description Type Date
  • FICC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by GS Division and Trade Comparison and Netting of Products Serviced by MBS Division of Fixed Income Clearing Corporation
  • Reports on Internal Controls
  • Jan 04, 2018
  • DTC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Securities and Related Monies Processed and / or Held for Participants and Others
  • Reports on Internal Controls
  • Jan 04, 2018
  • NSCC - Report of Independent Accountants
  • Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by NSCC
  • Reports on Internal Controls
  • Jan 04, 2018
  • CPMI IOSCO Quantitative Disclosure Results 2017 Q3
  • These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
  • xlsx
  • Dec 21, 2017
  • CPMI IOSCO Quantitative Disclosure Results 2017 Q3
  • These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
  • PDF
  • Dec 21, 2017
  • DTCC UK Tax Strategy
  • Pursuant to paragraph 16, Schedule 19, of the UK Finance Act 2016, The Depository Trust & Clearing Corporation (DTCC) publishes this annual statement on behalf of its UK subsidiaries for the year ended December 31, 2016.
  • PDF
  • Dec 20, 2017
Subject Description Type Date
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