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Policy & Compliance
Subject
Description
Type
Date
CPMI IOSCO Quantitative Disclosure Results 2017 Q4
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
PDF
Mar 21, 2018
CPMI IOSCO Quantitative Disclosure Results 2017 Q4
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
xlsx
Mar 21, 2018
DTC: Disclosure under the Principles for Financial Market Infrastructures
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMU) reflect the CPMI-IOSCO FMI Principles.
PDF
Mar 12, 2018
FICC: Disclosure under the Principles for Financial Market Infrastructures
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMU) reflect the CPMI-IOSCO FMI Principles.
PDF
Mar 12, 2018
NSCC: Disclosure under the Principles for Financial Market Infrastructures
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMU) reflect the CPMI-IOSCO FMI Principles.
PDF
Mar 12, 2018
FICC - Report of Independent Accountants
Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by GS Division and Trade Comparison and Netting of Products Serviced by MBS Division of Fixed Income Clearing Corporation
Reports on Internal Controls
Jan 04, 2018
DTC - Report of Independent Accountants
Management's Statement Regarding Internal Control Over Securities and Related Monies Processed and / or Held for Participants and Others
Reports on Internal Controls
Jan 04, 2018
NSCC - Report of Independent Accountants
Management's Statement Regarding Internal Control Over Trade Comparison, Netting and Settlement of Products Serviced by NSCC
Reports on Internal Controls
Jan 04, 2018
CPMI IOSCO Quantitative Disclosure Results 2017 Q3
These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
xlsx
Dec 21, 2017
CPMI IOSCO Quantitative Disclosure Results 2017 Q3
These disclosures are intended to complement the narrative disclosures included in the CPMI-IOSCO Disclosure Framework*. This document contains the quantitative disclosures for the two divisions of the Fixed Income Clearing Corporation (“FICC”) — the Government Securities Division (“GSD”) and Mortgage-Backed Securities Division (“MBSD”) — and the National Securities Clearing Corporation (“NSCC”). FICC and NSCC are wholly owned subsidiaries of The Depository Trust & Clearing Corporation (“DTCC”).
PDF
Dec 21, 2017
CPMI IOSCO Quantitative Disclosure for Central Counterparties Q2 2017
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
PDF
Dec 21, 2017
CPMI IOSCO Quantitative Disclosure for Central Counterparties Q2 2017
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
xlsx
Dec 21, 2017
DTCC UK Tax Strategy
Pursuant to paragraph 16, Schedule 19, of the UK Finance Act 2016, The Depository Trust & Clearing Corporation (DTCC) publishes this annual statement on behalf of its UK subsidiaries for the year ended December 31, 2016.
PDF
Dec 20, 2017
CPMI IOSCO Quantitative Disclosure Results 2017 Q1
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
xlsx
Jun 26, 2017
CPMI IOSCO Quantitative Disclosure Results 2017 Q1
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
PDF
Jun 26, 2017
CPMI IOSCO Quantitative Disclosure Results 2016 Q4
Fixed Income Clearing Corporation and National Securities Clearing Corporation Quantitative Disclosures for Central Counterparties.
xlsx
Apr 27, 2017
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