Rules & Procedures

Rules & Procedures

Subject Description Type Date
  • Service Guide: Distributions
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Jun 28, 2018
  • Service Guide: Reorganizations
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Apr 23, 2018
  • Service Guide: Redemptions
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Apr 23, 2018
  • NSCC By-Laws
  • By-Laws of National Securities Clearing Corporation
  • PDF
  • Mar 22, 2018
  • FICC By-Laws
  • By-Laws of Fixed Income Clearing Corporation
  • PDF
  • Mar 21, 2018
  • Service Guide: Settlement
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Feb 27, 2018
  • Service Guide: Custody
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
  • PDF
  • Dec 14, 2016
  • DTC Underwriting Guide
  • The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC. If Participants or other authorized users of DTC's services fail to follow these Procedures precisely, DTC shall bear no responsibility for any losses associated with such failures.
  • PDF
  • Oct 19, 2016
Subject Description Type Date
Download Checked Items
dtccdotcom